Jacob R. Stewart

KEEL POINT

North Billerica, MA

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CRD#: 5610995

Professional summary

Jacob Ryan Stewart, who also goes by Jake Stewart, is a registered financial advisor currently at KEEL POINT, LLC located in North Billerica, Massachusetts.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jacob has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jake Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Ryan Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2023 - Present

KEEL POINT, LLC

RIA

CRD#: 127902

North Billerica, MA

Past

September 23, 2020 - May 11, 2023

GRANITE FINANCIAL PARTNERS

RIA

CRD#: 172241

MILFORD, NH

Past

September 21, 2016 - February 19, 2020

CETERA ADVISORS LLC

RIA

CRD#: 10299

WESTBOROUGH, MA

Past

September 13, 2016 - February 19, 2020

CETERA ADVISORS LLC

CRD#: 10299

WESTBOROUGH, MA

Past

August 5, 2013 - August 24, 2016

NATIXIS ADVISORS, LLC

RIA

CRD#: 106800

BOSTON, MA

Past

August 2, 2013 - August 24, 2016

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

February 8, 2012 - December 31, 2012

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

December 3, 2010 - July 25, 2013

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

BOSTON, MA

Past

December 2, 2010 - July 11, 2013

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

August 6, 2010 - December 16, 2010

NEW ENGLAND SECURITIES

RIA

CRD#: 615

BOSTON, MA

Past

June 15, 2010 - December 16, 2010

NEW ENGLAND SECURITIES

CRD#: 615

BOSTON, MA

Past

February 2, 2009 - June 24, 2010

SIGNATOR INVESTORS, INC.

CRD#: 468

WEST BOROUGH, MA

Past

October 27, 2008 - December 10, 2008

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEEL POINT, LLC

BLUE CREEK | KEEL POINT, LLC | KEEL POINT CAPITAL, LLC | GRANITE FINANCIAL PARTNERS | BLUE CREEK INVESTMENT PARTNERS, LLC

CRD#: 127902 / SEC#: 801-62249

RIA

Registered Investment Advisory firm - (8/1/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/2/2024)

IAR

New Hampshire
(1/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/24/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KEEL POINT, LLC

BLUE CREEK | KEEL POINT, LLC | KEEL POINT CAPITAL, LLC | GRANITE FINANCIAL PARTNERS | BLUE CREEK INVESTMENT PARTNERS, LLC

CRD#: 127902 / SEC#: 801-62249

RIA

Registered Investment Advisory firm - (8/1/2003 Approved)

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Contact information

Main Address

100 Church Street Suite 500, Huntsville, AL 35801

Mailing Address

Phone number

(256) 704-5111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEEL POINT ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (5/29/2025)

KEEL POINT BROCHURE FORM ADV 2A (5/29/2025)

Regulatory assets under management

Total Number of Accounts	5,626
AUM (Assets Under Management)	$ 3,464,607,203

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/30/2025	Cover Page	Report
01/26/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jacob R. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Ryan Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRANITE FINANCIAL PARTNERS

CETERA ADVISORS LLC

CETERA ADVISORS LLC

NATIXIS ADVISORS, LLC

NATIXIS DISTRIBUTION, LLC

JOHN HANCOCK DISTRIBUTORS LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

SIGNATOR INVESTORS, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KEEL POINT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/2010

Series 63

Date: 11/3/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/28/2012

Series 6

Date: 10/24/2008

Current Firm

KEEL POINT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KEEL POINT, LLC

TRUST BUT VERIFY

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