Raymond E. Whinery
Professional summary
Raymond Erik Whinery, who also goes by Erik Whinery, Erik Whinery, is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 2008. Raymond has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Erik Whinery's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2024 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw Sixth Avenue, Portland, OR 97204-1093December 11, 2015 - August 16, 2021
EMPOWER FINANCIAL SERVICES, INC.
May 20, 2015 - November 4, 2015
JOHN HANCOCK DISTRIBUTORS LLC
January 28, 2014 - March 4, 2015
ASCENSUS FINANCIAL SERVICES, LLC.
November 18, 2008 - April 9, 2013
EMPOWER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2024)
Exams
FINRA
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
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