Dale A. Phillips
Professional summary
Dale Andrew Phillips, who also goes by Drew Phillips, is a registered financial advisor currently at FORTITUDE FAMILY OFFICE located in Scottsdale, Arizona.
Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Dale has worked at 6 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dale Andrew Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2022 - Present
FORTITUDE FAMILY OFFICE
Office #1: 7500 N Dobson Rd Suite 151, Scottsdale, AZ 85256April 27, 2020 - November 4, 2021
TARBOX FAMILY OFFICE, INC.
April 23, 2014 - February 6, 2020
MRA ASSOCIATES
April 9, 2009 - March 25, 2014
KEATS, CONNELLY & ASSOCIATES, INC
March 13, 2009 - December 31, 2009
KEATS CONNELLY AND ASSOCIATES INC.
March 13, 2009 - October 21, 2011
CROSS BORDER TAX & ACCOUNTING, LLC
Primary Firm SEC Registration
FORTITUDE FAMILY OFFICE
CRD#: 317615 / SEC#: 801-122907
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/21/2022)
(8/11/2023)
Current Firm
FORTITUDE FAMILY OFFICE
CRD#: 317615 / SEC#: 801-122907
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 781 |
| AUM (Assets Under Management) | $ 893,717,216 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/27/2024 | ||
| 06/26/2023 |
Red Flags
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