Patrick R. Ferguson

INTENTIONAL

New Market, MD

Some features on this profile are disabled

CRD#: 5610372

Professional summary

Patrick Ryan Ferguson, who also goes by Patrick R Ferguson, is a registered financial advisor currently at INTENTIONAL located in New Market, Maryland.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Patrick has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick R Ferguson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Ryan Ferguson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2022 - Present

INTENTIONAL

RIA

CRD#: 318570

New Market, MD

Past

March 11, 2022 - December 31, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Mount Airy, MD

Past

May 3, 2012 - March 11, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Mount Airy, MD

Past

May 3, 2012 - March 11, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Mount Airy, MD

Past

April 29, 2009 - May 3, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCKVILLE, MD

Past

March 5, 2009 - May 3, 2012

LPL FINANCIAL LLC

CRD#: 6413

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTENTIONAL

INTENTIONAL | PRIME WEALTH MANAGMENT | INTENTIONAL, LLC

CRD#: 318570 / SEC#: 801-123251

RIA

Registered Investment Advisory firm - (2/18/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2009

General Securities Representative Examination

Current Firm

INTENTIONAL

INTENTIONAL | PRIME WEALTH MANAGMENT | INTENTIONAL, LLC

CRD#: 318570 / SEC#: 801-123251

RIA

Registered Investment Advisory firm - (2/18/2022 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

850 Bee Balm Trail, Fort Mill, SC 29708

Mailing Address

Phone number

+1 (866) 752-6410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTENTIONAL ADV 2A/B (1/16/2026)

Regulatory assets under management

Total Number of Accounts	395
AUM (Assets Under Management)	$ 175,825,193

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick R. Ferguson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Ryan Ferguson's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTENTIONAL

PURSHE KAPLAN STERLING INVESTMENTS

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

INTENTIONAL

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2009

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2009

Current Firm

INTENTIONAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTENTIONAL

TRUST BUT VERIFY

Similar Advisors