Eric M. Dolin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Michael Dolin, who also goes by Eric M Dolan, Eric M Dolin, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2008. Eric had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2023 - October 9, 2025
REMBRANDT FINANCIAL GROUP LLC
October 1, 2012 - December 13, 2021
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 13, 2021
J.P. MORGAN SECURITIES LLC
May 10, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 10, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 30, 2009 - April 8, 2011
EDWARD JONES
December 22, 2008 - April 8, 2011
EDWARD JONES
Primary Firm SEC Registration
REMBRANDT FINANCIAL GROUP LLC
CRD#: 318415 / SEC#: 801-123166
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REMBRANDT FINANCIAL GROUP LLC
CRD#: 318415 / SEC#: 801-123166
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 475 |
| AUM (Assets Under Management) | $ 188,589,586 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
