Andrew R. Reina

VERITAS WEALTH MANAGEMENT LLC

Mt. Pleasant, SC 29464

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CRD#: 5609736

Professional summary

Andrew Robert Reina is a registered financial advisor currently at VERITAS WEALTH MANAGEMENT LLC located in Mt. Pleasant, South Carolina and FORTUNE FINANCIAL SERVICES, INC. located in Charleston, South Carolina.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Andrew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Ragnar Group Inc - holding company for 1) VERITAS INDEPENDENT INSURANCE AGENT;YES;CHARLESTON, SC;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;02/26/2013;61;0;SALES OF FIXED INSURANCE 2) RIA: VERITAS WEALTH MANAGEMENT;YES;1761 Nantahala Blvd, Mt. Pleasant, SC 29464 ;SALE & SERVICE FIXED INSURANCE ,SECURITIES AND INVESTMENT PRODUCTS ;FINANCIAL SERVICES/DBA;OWNER;05/15/2016;160/160 3) P&C thru EDMUND ANDREW CO ---- successor trustee of father's revocable trust ---- Heartland payroll; 3/22/2022 - 0 hrs - referral compensation for business clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Robert Reina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2019 - Present

VERITAS WEALTH MANAGEMENT LLC

Office #1: 1761 Nantahala Blvd, Mt. Pleasant, SC 29464

RIA

CRD#: 289046

Mt. Pleasant, SC

Current

May 1, 2018 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 5900 Core Road Suite 201, Charleston, SC 29406

CRD#: 42150

Charleston, SC

Past

January 25, 2018 - December 31, 2018

VERITAS WEALTH MANAGEMENT LLC

RIA

CRD#: 289046

MT. PLEASANT, SC

Past

September 27, 2017 - May 4, 2018

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Mt. Pleasant, SC

Past

July 24, 2017 - May 4, 2018

REALTA EQUITIES, INC.

CRD#: 23769

Mt. Pleasant, SC

Past

February 28, 2013 - May 25, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

MOUNT PLEASANT, SC

Past

February 26, 2013 - May 25, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

MOUNT PLEASANT, SC

Past

May 20, 2011 - October 16, 2012

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

DANIEL ISLAND, SC

Past

March 10, 2011 - October 16, 2012

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

DANIEL ISLAND, SC

Past

May 22, 2009 - September 3, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

CHARLESTON, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(4/23/2020)

South Carolina
(5/1/2018)

IAR

South Carolina
(1/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/21/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VERITAS WEALTH MANAGEMENT LLC

CRD#: 289046 / SEC#:

South Carolina

Registered Investment Advisory firm - (1/19/2018 Approved)

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Contact information

Main Address

5900 Core Rd. Suite 201, Charleston, SC 29406

Mailing Address

Phone number

(843) 408-0611

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	127
AUM (Assets Under Management)	$ 25,774,066

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
South Carolina	ERA - Withdrawn	1/4/2019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew R. Reina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Robert Reina's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

VERITAS WEALTH MANAGEMENT LLC

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2011

Series 63

Date: 6/4/2009

SIE

Date: 10/1/2018

Series 7

Date: 4/9/2011

Series 6

Date: 5/21/2009

FINRA

Current Firm

VERITAS WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

VERITAS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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