Nicholas B. Bradfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Benjamin Bradfield, who also goes by Nicholas Bradfield, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2008. Nicholas had worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2015 - June 16, 2017
DIVVY INVESTMENTS LLC
January 13, 2009 - June 3, 2010
EDWARD JONES
December 12, 2008 - June 3, 2010
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
DIVVY INVESTMENTS LLC
CRD#: 242786 / SEC#: 801-99357
Contact information
Red Flags
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