David J. Klepeisz

ACCRUENT WEALTH ADVISORS

Winston-salem, NC 27103

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CRD#: 5609018

Professional summary

David Joesph Klepeisz, CFP® is a registered financial advisor currently at ACCRUENT WEALTH ADVISORS located in Winston-salem, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joesph Klepeisz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

July 7, 2015 - Present

ACCRUENT WEALTH ADVISORS

Office #1: 1399 Ashleybrook Lane, Suite 120, Winston-salem, NC 27103

RIA

CRD#: 113706

Winston-salem, NC

Past

March 3, 2015 - April 15, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

GLEN ALLEN, VA

Past

November 24, 2014 - April 15, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCRUENT WEALTH ADVISORS

ACCRUENT WEALTH ADVISORS | WEALTH MANAGEMENT GROUP, INC.

CRD#: 113706 / SEC#: 801-118266

RIA

Registered Investment Advisory firm - (3/20/2020 Approved)

North Carolina

Registered Investment Advisory firm - (5/14/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/7/2015)

IAR

Texas
(1/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/15/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/23/2014

General Securities Representative Examination

Current Firm

ACCRUENT WEALTH ADVISORS

ACCRUENT WEALTH ADVISORS | WEALTH MANAGEMENT GROUP, INC.

CRD#: 113706 / SEC#: 801-118266

RIA

Registered Investment Advisory firm - (3/20/2020 Approved)

North Carolina

Registered Investment Advisory firm - (5/14/2020 Terminated)

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Contact information

Main Address

1399 Ashleybrook Lane, Suite 120, Winston-salem, NC 27103

Mailing Address

Phone number

(336) 760-4829

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACCRUENT WEALTH ADV PART 2A & 2B ANNUAL AMENDMENT V.02.10.25 (2/10/2025)

Regulatory assets under management

Total Number of Accounts	614
AUM (Assets Under Management)	$ 173,649,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Klepeisz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joesph Klepeisz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACCRUENT WEALTH ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ACCRUENT WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2015

SIE

Date: 4/15/2015

Series 7

Date: 11/23/2014

Current Firm

ACCRUENT WEALTH ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCRUENT WEALTH ADVISORS

TRUST BUT VERIFY

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