Courtney L. Kiefer
Professional summary
Courtney L Kiefer, who also goes by Kiefer L Courtney Ms, Kiefer L Courtney, Courtney Kiefer, is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in St. Louis, Missouri.
Courtney is registered as a RR (Registered Representative) and started their career in finance in 2008. Courtney has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Courtney L Kiefer's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2015 - Present
FIRST BANKERS' BANC SECURITIES, INC
Office #1: 1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131July 16, 2009 - January 5, 2015
FIRST CLEARING, LLC
December 9, 2008 - March 30, 2015
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2015)
(1/4/2021)
(12/11/2020)
(4/1/2015)
(1/4/2021)
(1/4/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FIRST BANKERS' BANC SECURITIES, INC
CRD#: 15041 / SEC#: , 8-31584
Contact information
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST BANKERS' BANC SECURITIES, INC
CRD#: 15041St. Louis, MO 63131TRUST BUT VERIFY
Monitor Courtney Kiefer
Get automatic monthly alerts on: