Jorge A. Betancourt Carreno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Andre Betancourt Carreno, who also goes by Jorge Andre Betancourt, was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 2008. Jorge had worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2016 - December 31, 2019
INVESTPLEX LLC
September 15, 2011 - August 7, 2012
AMUNDI DISTRIBUTOR US, INC.
November 13, 2008 - April 19, 2010
SANTANDER SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTPLEX LLC
CRD#: 283666 / SEC#: 801-107808
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
