Nancy Louise Dienes
CFP®Professional Summary
Nancy Louise Dienes, CFP® is a registered financial advisor currently at ARRIVITY FINANCIAL PLANNING located in Seattle, Washington. Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nancy has worked at 2 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Cashflow & Budgeting
- Retirement Planning
- Education Funding
- Investment Management
- Risk Management & Insurance
- Tax Planning
Specializations
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
603 FINANCIAL, INC. | GODDARD FINANCIAL PLANNING | BLUE CANOE FINANCIAL PLANNING, INC. | BLUE CANOE FINANCIAL PLANNING | ARRIVITY FINANCIAL PLANNING
Contact Information
Main Address
1200 Westlake Ave North Suite 508, Seattle, WA 98109Phone Number
(206) 217-2583# of Employees
7Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/22/2021)
(7/28/2021)
(11/30/2021)
(12/21/2022)
(9/10/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Nancy Louise Dienes's CRS (Customer Relationship Summary).
Services Offered by Nancy
- Financial Planning
- Cashflow & Budgeting
- Retirement Planning
- Education Funding
- Investment Management
- Risk Management & Insurance
- Tax Planning
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