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Nancy Louise Dienes

Nancy Louise Dienes

CFP®
ARRIVITY FINANCIAL PLANNING
SEATTLE, WA
·CRD# 5608652·15 years experience

Professional Summary

Nancy Louise Dienes, CFP® is a registered financial advisor currently at ARRIVITY FINANCIAL PLANNING located in Seattle, Washington. Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nancy has worked at 2 firms.

At a Glance

Always Fiduciary

Fiduciary Standard

Hourly

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Financial Planning
  • Cashflow & Budgeting
  • Retirement Planning
  • Education Funding
  • Investment Management
  • Risk Management & Insurance
  • Tax Planning

Specializations

Middle Income Client Needs

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2012

Years of Experience

15 years in the financial services industry

Current & Past Employments

ARRIVITY FINANCIAL PLANNING·CRD# 167976
RIA
1200 Westlake Ave North Suite 508, Seattle, WA 98109
September 10, 2013 - Present
GODDARD FINANCIAL PLANNING, INC.·CRD# 124498
RIA
Seattle, WA
May 23, 2011 - December 11, 2013

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Current Firm

ARRIVITY FINANCIAL PLANNING
ARRIVITY FINANCIAL PLANNING

603 FINANCIAL, INC. | GODDARD FINANCIAL PLANNING | BLUE CANOE FINANCIAL PLANNING, INC. | BLUE CANOE FINANCIAL PLANNING | ARRIVITY FINANCIAL PLANNING

CRD#: 167976
California
Registered Investment Advisory firm - California (3/22/2021 Approved)
Colorado
Registered Investment Advisory firm - Colorado (7/28/2021 Approved)
Oregon
Registered Investment Advisory firm - Oregon (11/30/2021 Approved)
Texas
Registered Investment Advisory firm - Texas (12/19/2022 Conditional Restricted)
Washington
Registered Investment Advisory firm - Washington (9/10/2013 Approved)

Contact Information

Main Address

1200 Westlake Ave North Suite 508, Seattle, WA 98109

Phone Number

(206) 217-2583

# of Employees

7

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The outside business activity is a piece of real property owned by Nancy Dienes DBA Meadowhouse (13205 42nd Ave NE, Seattle, WA 98125). Because it is real estate, it is investment related. It is another business because it is rented to unrelated third parties. The property was purchased in 1989 and turned into a rental on March 1, 2020. I spend an average of less than 1 hour per month communicating with the property manager and paying associated bills for the property. Zero hours are spent during hours of trading. 2) Nancy Dienes is currently acting as a personal representative for her mother Marilyn Dienes. Nancy Dienes is also the currently-serving sole trustee of the John and Marilyn Dienes Trust. The trust holds investments. This activity takes less than 20 hours per month (less than 4 hours during trading hours).

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(3/22/2021)
IAR
Colorado
(7/28/2021)
IAR
Oregon
(11/30/2021)
IAR
Texas
(12/21/2022)
IAR
Washington
(9/10/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - RIA

Click below to view Nancy Louise Dienes's CRS (Customer Relationship Summary).

Services Offered by Nancy

  • Financial Planning
  • Cashflow & Budgeting
  • Retirement Planning
  • Education Funding
  • Investment Management
  • Risk Management & Insurance
  • Tax Planning

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Nancy Louise Dienes
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