Nancy L. Dienes
ARRIVITY FINANCIAL PLANNING
Seattle, WA 98109
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CRD#: 5608652
Professional summary
Nancy Louise Dienes, CFP® is a registered financial advisor currently at ARRIVITY FINANCIAL PLANNING located in Seattle, Washington.
Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nancy has worked at 2 firms .
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Budgeting
Retirement Planning
Education Planning
Investment Planning
Debt Management
Insurance Planning
Tax Planning
Do you have an area of expertise or specialization?
College/Education Planning
Hourly
Investment Advice without Ongo...
Middle Income Client Needs
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The outside business activity is a piece of real property owned by Nancy Dienes DBA Meadowhouse (13205 42nd Ave NE, Seattle, WA 98125). Because it is real estate, it is investment related. It is another business because it is rented to unrelated third parties. The property was purchased in 1989 and turned into a rental on March 1, 2020. I spend an average of less than 1 hour per month communicating with the property manager and paying associated bills for the property. Zero hours are spent during hours of trading. 2) Nancy Dienes is currently acting as attorney in fact for property management for her mother Marilyn Dienes. Nancy Dienes is also the currently-serving sole trustee of the John and Marilyn Dienes Trust. The trust holds investments. This activity takes less than 20 hours per month (less than 4 hours during trading hours). 3) Nancy Dienes is the acting general partner for La Jolla Investors, LLLP (10001 49th Avenue NE, Seattle WA 98125). The trust estate, Marily Dienes, and a Keogh Plan in the name of John K. Dienes own all of the interests in La Jolla Investors. She has served in this role since July 2022 and this activity takes less than 1 hour per month. The business is investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Louise Dienes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
September 10, 2013 - Present
ARRIVITY FINANCIAL PLANNING
Office #1: 1200 Westlake Ave North Suite 508, Seattle, WA 98109RIA
CRD#: 167976
Seattle, WA
Past
May 23, 2011 - December 11, 2013
GODDARD FINANCIAL PLANNING, INC.
RIA
CRD#: 124498
SEATTLE, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/22/2021)
IAR
Colorado(7/28/2021)
IAR
Oregon(11/30/2021)
IAR
Texas(12/21/2022)
IAR
Washington(9/10/2013)
Exams
Current Firm
ARRIVITY FINANCIAL PLANNING
603 FINANCIAL, INC. | GODDARD FINANCIAL PLANNING | BLUE CANOE FINANCIAL PLANNING, INC. | BLUE CANOE FINANCIAL PLANNING | ARRIVITY FINANCIAL PLANNING
CRD#: 167976 / SEC#:
California
Registered Investment Advisory firm - (3/22/2021 Approved)Colorado
Registered Investment Advisory firm - (7/28/2021 Approved)Oregon
Registered Investment Advisory firm - (11/30/2021 Approved)Texas
Registered Investment Advisory firm - (12/19/2022 Conditional Restricted)Washington
Registered Investment Advisory firm - (9/10/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Westlake Ave North Suite 508, Seattle, WA 98109
Mailing Address
Phone number
(206) 217-2583
Established
Firm type
Fiscal year end
# of Employees
8
Red Flags
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