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DM

Douglas H. Marconnet

BRIDGEWOOD ADVISORS
MILWAUKEE, WI 53202
Some features on this profile are disabled
CRD#: 5608613
DM

Professional summary

Douglas Hal Marconnet is a registered financial professional currently at BRIDGEWOOD ADVISORS INC. located in Milwaukee, Wisconsin.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 2009. Douglas has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 82 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Hal Marconnet's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2012 - Present

BRIDGEWOOD ADVISORS INC.

Office #1: 111 E. Wisconsin Ave., #1705, Milwaukee, WI 53202
BD
CRD#: 158400
MILWAUKEE, WI
Past

May 8, 2009 - August 22, 2011

MERTZ ASSOCIATES, INC

BD
CRD#: 148668
WAUKESHA, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Wisconsin
(1/10/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 2/13/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/21/2011
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82
Date: 10/20/2008
Limited Representative-Private Securities Offerings
Principal/Supervisory Exam
RR
Series 24
Date: 1/26/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BA
BRIDGEWOOD ADVISORS INC.
BRIDGEWOOD ADVISORS INC.

CRD#: 158400 / SEC#: , 8-68896

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
111 E. Wisconsin Ave., #1705, Milwaukee, WI 53202
Mailing Address
111 E. Wisconsin Ave., #1705, Milwaukee, WI 53202
Phone number
(414) 434-7510
Established
Wisconsin since 04/25/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JANSEN, ROBERT ALLEN JR.PRESIDENT / CFO / SHAREHOLDER5611590
MARCONNET, DOUGLAS HALCCO / CEO / SHAREHOLDER5608613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRIDGEWOOD ADVISORS INC.

CRD#: 158400Milwaukee, WI 53202

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