Kenny Hioe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenny Hioe JR., who also goes by Kenny Hioe Jr, Kenny Hioe, was a registered financial professional .
Kenny is a previously registered financial professional and started their career in finance in 2008. Kenny had worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2011 - May 12, 2014
ALPHA SOLUTIONS INVESTMENT ADVISORS
December 8, 2008 - August 16, 2010
HSBC SECURITIES (USA) INC.
Primary Firm SEC Registration
ALPHA SOLUTIONS INVESTMENT ADVISORS
CRD#: 156541 / SEC#: 801-124857
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHA SOLUTIONS INVESTMENT ADVISORS
CRD#: 156541 / SEC#: 801-124857
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 600 |
| AUM (Assets Under Management) | $ 363,909,382 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
