Tessa M. Elrod
Professional summary
Tessa Morgan Elrod, CFP®, who also goes by Tessa Morgan Lechinger, is a registered financial advisor currently at NEXT STEP FINANCIAL TRANSITIONS located in Cypress, Texas.
Tessa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Tessa has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tessa Morgan Elrod's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
January 9, 2021 - Present
NEXT STEP FINANCIAL TRANSITIONS
February 6, 2014 - December 31, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 6, 2014 - December 31, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 24, 2012 - January 10, 2014
UNITED CAPITAL FINANCIAL ADVISORS
August 10, 2011 - January 14, 2014
GIRARD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/9/2021)
Exams
Series 7TO
Date: 1/24/2024
General Securities Representative ExaminationCurrent Firm
NEXT STEP FINANCIAL TRANSITIONS
CRD#: 311472 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 6,951,814 |
Red Flags
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