LS
Lance R. Scott
BAY HARBOR WEALTH MANAGEMENT
HUNT VALLEY, MD 21030
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CRD#: 5608446
LS
Professional summary
Lance Reid Scott, AIF® is a registered financial advisor currently at BAY HARBOR WEALTH MANAGEMENT, LLC located in Hunt Valley, Maryland.
Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Lance has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE SALES - STARTED 10/01/2008 - ESTIMATED HOURS PER MONTH - 40, LIFE INSURANCE AND ANNUITY SALES OWNER HUNT VALLEY, MD. 2) VENTRY FARM HOMEOWNERS ASSOCIATION - ON THE BOARD OF DIRECTORS AND VICE PRESIDENT FOR NEIGHBORHOOD ASSOCIATION - START DATE 5/1/2017 - NON INVESTMENT-RELATED - SPEND 3 HOURS PER MONTH. 3) Say Ridge Tin LLC, non-investment-related, Sparks, MD, thoroughbred horse racing, sole member, LLC is 10% owner of 17 Starsonhersholder LLC, start date 06/2019, devote approximately 3 hours per month, zero during trading hours. 4) KDS INVESTMENTS FUND I, LLC - INVESTMENT-RELATED - 2410 EVERGREEN RD, SUITE 104, GAMBRILLS, MD 21054 - REAL ESTATE INVESTMENT FUND - LIMITED PARTNER/MEMBER - START DATE: 02/20/2020 - HOURS/MONTH: ZERO - DUTIES: NONE, PASSIVE INVESTOR 5) MRKT REALTY INVESTMENT FUND I, LLC - INVESTMENT-RELATED - 2410 EVERGREEN RD, SUITE 104, GAMBRILLS, MD 21054 - REAL ESTATE INVESTMENT FUND - LIMITED PARTNER/MEMBER - START DATE: 04/22/2020 - HOURS/MONTH: ZERO - DUTIES: NONE, PASSIVE INVESTOR 5) ARTS FOR LEARNING MARYLAND, INC. - INVESTMENT-RELATED - 21 E. NORTH AVE, 1ST FLOOR, BALTIMORE MD 21202 - NONPROFIT ORGANIZATION - INVESTMENT COMMITTEE MEMBER - START DATE: 03/07/2024 - HOURS/MONTH: 1 - HOURS/MONTH DURING SECURITIES TRADING HOURS: 0 - DUTIES: REVIEWING AND UPDATING IPS; MONITORING PERFORMANCE OF FUNDS AND MANAGERS; PERIODICALLY REVIEW FEES
CRS (Client Relationship Summary) - RIA
Click below to view Lance Reid Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 11, 2018 - Present
BAY HARBOR WEALTH MANAGEMENT, LLC
Office #1: 201 International Circle Suite 520, Hunt Valley, MD 21030RIA
CRD#: 294000
HUNT VALLEY, MD
Past
April 9, 2013 - August 7, 2015
BAY HARBOR WEALTH MANAGEMENT, LLC
RIA
CRD#: 167111
BALTIMORE, MD
Past
April 5, 2011 - August 15, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
Hunt Valley, MD
Past
May 27, 2010 - April 4, 2011
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
TOWSON, MD
Past
October 24, 2008 - April 4, 2011
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
TOWSON, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BH
BAY HARBOR WEALTH MANAGEMENT, LLC
BAY HARBOR WEALTH MANAGEMENT, LLC
CRD#: 294000 / SEC#: 801-114123
RIA
Registered Investment Advisory firm - (10/11/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(10/11/2018)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BH
BAY HARBOR WEALTH MANAGEMENT, LLC
BAY HARBOR WEALTH MANAGEMENT, LLC
CRD#: 294000 / SEC#: 801-114123
RIA
Registered Investment Advisory firm - (10/11/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 International Circle Suite 520, Hunt Valley, MD 21030
Mailing Address
Phone number
(410) 403-2060
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,324 |
| AUM (Assets Under Management) | $ 336,902,458 |
Red Flags
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Company Information
BAY HARBOR WEALTH MANAGEMENT, LLC
CRD#: 294000Hunt Valley, MD 21030TRUST BUT VERIFY
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