Roger H. Chang
Professional summary
Roger Henry Chang, who also goes by Roger H Chang, is a registered financial advisor currently at RHB CAPITAL, INC. located in Huntington Beach, California.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Roger has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roger Henry Chang's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2012 - Present
RHB CAPITAL, INC.
Office #1: 17011 Beach Blvd. Suite 900, Huntington Beach, CA 92647October 28, 2010 - June 14, 2012
MORGAN STANLEY
October 28, 2010 - June 14, 2012
MORGAN STANLEY
January 16, 2009 - February 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/19/2012)
Exams
Current Firm
RHB CAPITAL, INC.
CRD#: 165625 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 35,266,891 |
Red Flags
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