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Melissa L. Brasel

SS&C MARKET SERVICES
Edina, MN 55435
Some features on this profile are disabled
CRD#: 5607832
MB

Professional summary

Melissa Lynn Brasel, who also goes by Melissa Lynn Moening, Melissa Moening, Melissa Lynn Paulson, Melissa Lynn Schmitz, is a registered financial professional currently at SS&C MARKET SERVICES, LLC located in Edina, Minnesota.

Melissa is registered as a RR (Registered Representative) and started their career in finance in 2009. Melissa has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Melissa Lynn Moening | Melissa Moening | Melissa Lynn Paulson | Melissa Lynn Schmitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melissa Lynn Brasel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2016 - Present

SS&C MARKET SERVICES, LLC

Office #1: 7650 Edinborough Way Suite 400, Edina, MN 55435
BD
CRD#: 23568
Edina, MN
Past

January 21, 2014 - July 27, 2016

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
SCHAUMBURG, IL
Past

October 29, 2010 - November 25, 2011

CETERA ADVISORS LLC

BD
CRD#: 10299
SAINT CLOUD, MN
Past

October 27, 2010 - November 25, 2011

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
SAINT CLOUD, MN
Past

September 1, 2010 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA
CRD#: 15340
SAINT CLOUD, MN
Past

September 1, 2010 - July 27, 2016

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
SAINT CLOUD, MN
Past

February 9, 2009 - July 6, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
GOLDEN VALLEY, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/20/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/6/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/22/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SM
SS&C MARKET SERVICES, LLC
AE SERVICES, INC. | WALL STREET PREFERRED MONEY MANAGERS, INC. | WALL STREET ADVISORS, LLC | WALL STREET ADVISORS, INC. | WALL STREET ADVISOR SERVICES, LLC | SS&C MARKET SERVICES, LLC | DST MARKET SERVICES, LLC

CRD#: 23568 / SEC#: , 8-40530

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Post Office Square 9th Floor, Boston, MA 02109
Mailing Address
One Post Office Square 9th Floor, Boston, MA 02109
Phone number
(770) 370-4150
Established
New York since 01/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SS&C GIDS, INC.100% OWNER
BECK, DANIEL BRIANPRESIDENT3025596
LONG, PATRICK JEROMEHEAD OF OPERATIONS6093124
MULKERN, JOHN JOSEPH JR.CHIEF COMPLIANCE OFFICER AND SECRETARY4197230
SCHELL, BRIAN NORMANASSISTANT SECRETARY4414042
STUCKY, TODD DOUGLASFINOP, PRINCIPAL FINANCIAL OFFICER1551348

Disclosures

Regulatory Event1

Red Flags

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Company Information

SS&C MARKET SERVICES, LLC

CRD#: 23568Edina, MN 55435

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