Charles W. Mclaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Mclaughlin was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2008. Charles had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2011 - August 27, 2018
J. STREICHER & CO. L.L.C.
June 16, 2009 - August 19, 2011
COHEN CAPITAL GROUP, LLC
October 30, 2008 - May 18, 2009
TAG SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J. STREICHER & CO. L.L.C.
CRD#: 3526 / SEC#: , 8-4342
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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