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LP

Lance M. Powers

CANOPY 360 WEALTH
Ocala, FL 34471
Some features on this profile are disabled
CRD#: 5607722
LP

Professional summary

Lance Montgomery Powers is a registered financial advisor currently at CANOPY 360 WEALTH, LLC located in Ocala, Florida.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Lance has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Montgomery Powers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 31, 2018 - Present

CANOPY 360 WEALTH, LLC

Office #1: 104 Se 1st Avenue Suite B, Ocala, FL 34471
RIA
CRD#: 296771
Ocala, FL
Past

May 4, 2018 - July 23, 2018

FSIC

RIA
CRD#: 37813
Ocala, FL
Past

February 1, 2018 - August 10, 2018

FSIC

BD
CRD#: 37813
Ocala, FL
Past

October 13, 2011 - February 1, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
THE VILLAGES, FL
Past

October 11, 2011 - February 1, 2018

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
THE VILLAGES, FL
Past

June 1, 2009 - October 27, 2011

MORGAN STANLEY

RIA
CRD#: 149777
OCALA, FL
Past

June 1, 2009 - October 27, 2011

MORGAN STANLEY

BD
CRD#: 149777
OCALA, FL
Past

January 28, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
OCALA, FL
Past

December 18, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
OCALA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C3
CANOPY 360 WEALTH, LLC
CANOPY 360 WEALTH, LLC | MAGNOLIA WEALTH, LLC

CRD#: 296771 / SEC#: 801-113494

RIA
Registered Investment Advisory firm - (6/25/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/31/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/21/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 1/21/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/29/2013
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/21/2013
General Securities Sales Supervisor - Options Module Examination

Current Firm

C3
CANOPY 360 WEALTH, LLC
CANOPY 360 WEALTH, LLC | MAGNOLIA WEALTH, LLC

CRD#: 296771 / SEC#: 801-113494

RIA
Registered Investment Advisory firm - (6/25/2018 Approved)
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Contact information

Main Address
104 Se 1st Avenue Suite B, Ocala, FL 34471
Mailing Address
Phone number
(352) 369-1120
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (1/23/2026)
FORM ADV PART 2A (1/23/2026)

Regulatory assets under management

Total Number of Accounts949
AUM (Assets Under Management)$ 382,820,511

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CANOPY 360 WEALTH, LLC

CRD#: 296771Ocala, FL 34471

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