Lance M. Powers

CANOPY 360 WEALTH

Ocala, FL 34471

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CRD#: 5607722

Professional summary

Lance Montgomery Powers is a registered financial advisor currently at CANOPY 360 WEALTH, LLC located in Ocala, Florida.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Lance has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business : Marco Polo Realty Nature of the Business: Real Estate Brokerage/Agent Position/Title: Real Estate Brokerage/Agent Investment Related: No Start Date: 09/30/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: I have no responsibilities and have not received any income from this entity. My mother-n-law owns the business and listed me as an officer for estate planning purposes. Name of Business: RYPL, LLC Nature of the Business: Real estate holding company Position/Title: Manager Investment Related: Yes Start Date: 10/31/2025 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: Management of a real estate holding company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Montgomery Powers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2018 - Present

CANOPY 360 WEALTH, LLC

Office #1: 104 Se 1st Avenue Suite B, Ocala, FL 34471

RIA

CRD#: 296771

Ocala, FL

Past

May 4, 2018 - July 23, 2018

FSIC

RIA

CRD#: 37813

Ocala, FL

Past

February 1, 2018 - August 10, 2018

FSIC

CRD#: 37813

Ocala, FL

Past

October 13, 2011 - February 1, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

THE VILLAGES, FL

Past

October 11, 2011 - February 1, 2018

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

THE VILLAGES, FL

Past

June 1, 2009 - October 27, 2011

MORGAN STANLEY

RIA

CRD#: 149777

OCALA, FL

Past

June 1, 2009 - October 27, 2011

MORGAN STANLEY

CRD#: 149777

OCALA, FL

Past

January 28, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

OCALA, FL

Past

December 18, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

OCALA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANOPY 360 WEALTH, LLC

CANOPY 360 WEALTH, LLC | MAGNOLIA WEALTH, LLC

CRD#: 296771 / SEC#: 801-113494

RIA

Registered Investment Advisory firm - (6/25/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/21/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/21/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/17/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/29/2013

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/21/2013

General Securities Sales Supervisor - Options Module Examination

Current Firm

CANOPY 360 WEALTH, LLC

CANOPY 360 WEALTH, LLC | MAGNOLIA WEALTH, LLC

CRD#: 296771 / SEC#: 801-113494

RIA

Registered Investment Advisory firm - (6/25/2018 Approved)

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Contact information

Main Address

104 Se 1st Avenue Suite B, Ocala, FL 34471

Mailing Address

Phone number

(352) 369-1120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (2/7/2025)

FORM ADV PART 2A (2/7/2025)

Regulatory assets under management

Total Number of Accounts	858
AUM (Assets Under Management)	$ 315,848,608

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lance M. Powers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Montgomery Powers's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSIC

FSIC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

CANOPY 360 WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/21/2009

SIE

Date: 8/10/2018

Series 31

Date: 1/21/2009

Series 7

Date: 12/17/2008

Series 10

Date: 6/29/2013

Series 9

Date: 2/21/2013

Current Firm

CANOPY 360 WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANOPY 360 WEALTH, LLC

TRUST BUT VERIFY

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