Gerard J. Gammero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Joseph Gammero, who also goes by Gerard Gammero, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 2008. Gerard had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2018 - May 21, 2018
GWN SECURITIES INC.
March 10, 2017 - May 8, 2017
MML INVESTORS SERVICES, LLC
April 13, 2016 - January 19, 2017
CHELSEA FINANCIAL SERVICES
October 9, 2015 - April 13, 2016
CCF INVESTMENTS, INC.
October 25, 2013 - December 31, 2014
PFS INVESTMENTS INC.
May 8, 2012 - July 24, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 30, 2012 - July 24, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 17, 2010 - May 8, 2012
B. C. ZIEGLER AND COMPANY
August 24, 2010 - May 8, 2012
B. C. ZIEGLER AND COMPANY
October 16, 2009 - August 24, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 12, 2009 - August 24, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 23, 2008 - September 30, 2009
WELLS FARGO CLEARING SERVICES, LLC
December 8, 2008 - September 30, 2009
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
