Karol M. Kocemba
Professional summary
Karol Mateusz Kocemba, who also goes by Karol M Kocemba, is a registered financial professional currently at SIMPLEX TRADING, LLC located in Chicago, Illinois.
Karol is registered as a RR (Registered Representative) and started their career in finance in 2008. Karol has worked at 3 firms and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karol Mateusz Kocemba's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2024 - Present
SIMPLEX TRADING, LLC
Office #1: 230 S. Lasalle Street Suite 08-500, Chicago, IL 60604February 24, 2023 - June 4, 2024
GTS SECURITIES LLC
September 18, 2012 - February 17, 2022
CTC, LLC
October 15, 2008 - March 31, 2010
CTC, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 9/17/2012
Proprietary Trader Qualification ExaminationBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
SIMPLEX TRADING, LLC
CRD#: 153585 / SEC#: , 8-68556
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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