Ciro J. Cozzolino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ciro Jerry Cozzolino, who also goes by Cero Jerry Cozzolino, was a registered financial professional .
Ciro is a previously registered financial professional and started their career in finance in 1968. Ciro had worked at 10 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 1994 - November 3, 1997
SAPERSTON FINANCIAL INC.
July 24, 1991 - November 24, 1993
BRILL SECURITIES, INC.
February 27, 1990 - July 5, 1991
MAYER SECURITIES, INC.
March 25, 1986 - June 2, 1988
DIVERSIFIED EQUITIES CORP.
September 20, 1985 - January 16, 1986
WEAVER JOHNSON & COMPANY,INC.
July 6, 1984 - December 5, 1984
VANDERBILT SECURITIES, INC.
January 19, 1979 - March 5, 1985
BROOKS, HAMBURGER, SATNICK, INC.
November 1, 1977 - January 19, 1979
BROOKS, HAMBURGER, SATNICK, INC.
May 28, 1975 - December 10, 1975
E. L. AARON & CO., INC.
July 12, 1968 - April 13, 1973
SMITH, JACKSON & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/14/1996
AMEX Put and Call ExamSeries 1
Date: 4/10/1962
Registered Representative ExaminationCurrent Firm
SAPERSTON FINANCIAL INC.
CRD#: 27863 / SEC#: , 8-43265
Contact information
Documents
Red Flags
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