Manuel B. Gonzalez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Bernardo Gonzalez was a registered financial professional .
Manuel is a previously registered financial professional and started their career in finance in 2008. Manuel had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2010 - May 9, 2012
MONEX SECURITIES, INC.
March 5, 2009 - April 6, 2010
SUNBELT SECURITIES, INC.
March 5, 2009 - April 6, 2010
SUNBELT SECURITIES, INC.
February 4, 2009 - February 27, 2009
USF ADVISORS, LLC
November 11, 2008 - February 27, 2009
USF SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONEX SECURITIES, INC.
CRD#: 30362 / SEC#: , 8-44874
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
