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Mark Dechun Wang

Mark D. Wang

DELTA & GAMMA CAPITAL MANAGEMENT LLC
New York, NY 10036
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CRD#: 5606337
Mark Dechun Wang

Professional summary


Mark Dechun Wang, CFP®, who also goes by Dechun Wang, is a registered financial advisor currently at DELTA & GAMMA CAPITAL MANAGEMENT LLC located in New York, New York.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Dechun Wang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARK WANG, 1177 AVE OF AMERICAS, 5TH FL, NEW YORK, NY 10036, INVESTMENT RELATED, AGENT, OFFERING INSURANCE STARTED ON 09/24/2014 WORKING 40 HPM 20 HPM DURING TRADING HOURS. ALPHA BETA DELTA & GAMMA INC, 1177 AVE OF AMERICAS, 5TH FL, NEW YORK, NY 10036, NOT INVESTMENT RELATED, MANAGING DIRECTOR, OFFERING ACCOUNTING AND TAX PREPARATION SERVICES , STARTED ON 08/31/2021, WORKING 40 HPM 20 HPM DURING TRADING HOURS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mark Dechun Wang's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2016

Experience


Current

September 28, 2021 - Present

DELTA & GAMMA CAPITAL MANAGEMENT LLC

Office #1: 1120 Ave Of Americas 4th Fl, New York, NY, 10036
RIA
CRD#: 282317
New York, NY
Past

September 24, 2014 - December 2, 2015

OSAIC FA, INC.

BD
CRD#: 3978
NEW YORK, NY
Past

April 11, 2012 - September 29, 2014

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
FLUSHING, NY
Past

October 21, 2009 - March 25, 2011

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
FLUSHING, NY
Past

November 10, 2008 - March 25, 2011

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
FLUSHING, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(9/28/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/8/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


D&
DELTA & GAMMA CAPITAL MANAGEMENT LLC
DELTA & GAMMA CAPITAL MANAGEMENT LLC

CRD#: 282317 / SEC#:

New York
Registered Investment Advisory firm - (2/3/2016 Approved)
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Contact information


Main Address
1120 Ave Of Americas 4th Fl, New York, NY, 10036
Mailing Address
Po Box 3388, New York, NY 10163
Phone number
(646) 330-8119
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts23
AUM (Assets Under Management)$ 13,277,129

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DELTA & GAMMA CAPITAL MANAGEMENT LLC

CRD#: 282317New York, NY 10036

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