Natalie M. Daniels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Natalie Marie Daniels, who also goes by Natalie Daniels, was a registered financial professional .
Natalie is a previously registered financial professional and started their career in finance in 2011. Natalie had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2012 - June 15, 2012
USCA RIA LLC
November 7, 2011 - June 15, 2012
USCA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
USCA RIA LLC
CRD#: 152170 / SEC#: 801-72105
Contact information
Red Flags
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