John M. Sullivan
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
HIGHLANDS RANCH, CO
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CRD#: 5605754
Professional summary
John Michael Sullivan, CFP®, CPWA®, who also goes by John Michael Sullivan, John Sullivan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Highlands Ranch, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Denver, Colorado.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. John has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
My passion is partnering with families to tailor a wealth plan that encapsulates their goals and dreams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Michael Sullivan | John Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-119604|OrgNmn:Colorado Gives Foundation|Org Addr:Arvada,Colorado,US|OBA Nature:Colorado Gives Foundation is a|Invst Rel:N|Title:Director|Duties:Nonprofit Board members have fiduciary oversight of the organization and are held to the duties of good faith, care and loyalty. Members are e|StrtDt:01-01-26|TotHrs/mon:6|TrdHrs/mon:1|
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Colorado Denver
Master of Business Administration (MBA) - Business
2018
Iowa State University
Bachelor of Science (BS) - Business Management and Marketing
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 101 University Blvd Suite 100 And 300, Denver, CO 80206-4631RIA
CRD#: 104555
HIGHLANDS RANCH, CO
Current
September 2, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 101 University Blvd Suite 100 220 And 300, Denver, CO, 80206-4631BD
CRD#: 7784
DENVER, CO
Past
September 8, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
DENVER, CO
Past
December 12, 2012 - September 1, 2021
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
LONE TREE, CO
Past
June 28, 2010 - September 1, 2021
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/4/2022)
RR
California(9/3/2021)
RR
Colorado(9/2/2021)
IAR
Colorado(3/31/2025)
RR
Connecticut(3/25/2022)
RR
Florida(4/4/2023)
RR
Hawaii(8/5/2024)
RR
Iowa(1/10/2024)
RR
Kansas(9/5/2024)
RR
Massachusetts(3/4/2022)
RR
Minnesota(8/22/2023)
RR
Missouri(3/25/2023)
RR
Montana(4/4/2023)
RR
Nevada(10/2/2024)
RR
New Hampshire(3/4/2022)
RR
New Mexico(2/15/2022)
RR
New York(4/18/2023)
RR
South Dakota(5/11/2023)
RR
Texas(9/15/2021)
IAR
Texas(3/31/2025)
RR
Utah(3/4/2022)
RR
Virginia(5/18/2023)
RR
Washington(6/21/2024)
RR
Wisconsin(3/4/2022)
RR
Wyoming(2/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Highlands Ranch, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
