Bret Lyn Hodgdon
CFP®Professional Summary
Bret Lyn Hodgdon, CFP®, who also goes by Bret L. Hodgdon, is a registered financial advisor currently at COPPER LEAF FINANCIAL, LLC located in Williston, Vermont. Bret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Bret has worked at 3 firms and has passed the SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Divorce Planning
- Comprehensive Financial Planning
- Debt Management
- Business Succession Planning
- Education Planning
- Estate Planning
Other Aliases
Bret L. Hodgdon
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Current Firm
COPPER LEAF FINANCIAL, LLC
Contact Information
Main Address
33 Blair Park Road Suite 203, Williston, VT 05495Phone Number
(802) 878-2731# of Employees
4SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
552AUM (Assets Under Management)
$219,554,121Similar Advisors
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PLANMEMBER SECURITIES CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PLANMEMBER SECURITIES CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
Primary Firm SEC Registration
COPPER LEAF FINANCIAL, LLC
State Registrations and Notice Filings
(12/27/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Bret Lyn Hodgdon's CRS (Customer Relationship Summary).
Services Offered by Bret
- Divorce Planning
- Comprehensive Financial Planning
- Debt Management
- Business Succession Planning
- Education Planning
- Estate Planning
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PLANMEMBER SECURITIES CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.