Ronny Spiewak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronny Spiewak, who also goes by Ronny Nmn Spiewak, Ronny Spiewak, was a registered financial professional .
Ronny is a previously registered financial professional and started their career in finance in 2009. Ronny had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2024 - October 9, 2025
BALUARTE CAPITAL US
August 2, 2019 - June 30, 2025
THE LEADERS GROUP, INC.
October 30, 2017 - September 15, 2023
BRAINVEST WEALTH MANAGEMENT LLC
October 15, 2015 - August 14, 2017
INVEST FINANCIAL CORPORATION
September 25, 2013 - February 2, 2015
INSIGHT SECURITIES, INC.
November 15, 2010 - February 6, 2013
HAPOALIM SECURITIES USA, INC.
April 15, 2010 - October 18, 2010
EFG CAPITAL ADVISORS LLC
February 4, 2009 - October 18, 2010
EFG CAPITAL INTERNATIONAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BALUARTE CAPITAL US
CRD#: 328830 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 19,153,390 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
