Daniela Aljawad

NWF ADVISORY SERVICES

Newport Beach, CA 92660

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CRD#: 5604984

Professional summary

Daniela Aljawad, who also goes by Daniela Moll, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Newport Beach, California and OSAIC WEALTH, INC. located in Newport Beach, California.

Daniela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Daniela has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniela Moll

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FIXED INSURANCE POSITION: Sales NATURE: term life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2007 ADDRESS: 4340 VON KARMAN AVE STE 200, Newport Beach CA 92660, United States DESCRIPTION: sell term life insurance 2)MONOLITHE WEALTH PLANNING GROUP POSITION: Director of Client Services NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/18/2013 ADDRESS: 4340 VON KARMAN AVE STE 200, Newport Beach CA 92660, United States DESCRIPTION: service client needs, prepare and process forms 3)NWF ADVISORY SERVICES POSITION: IAR NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/11/2019 ADDRESS: 4340 Von Karman Avenue, Suite 200, Newport Beach CA 92660, United States DESCRIPTION: I am Series 65 licensed and housed with NWF Advisory Services and Iuse my license for day-to-day activities. 4)MONOLITHE TAX & ACCOUNTING SERVICES POSITION: Admin NATURE: S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 4340 VON KARMAN AVE STE 200, NEWPORT BEACH CA 92660, United States DESCRIPTION: admin duties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniela Aljawad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2019 - Present

NWF ADVISORY SERVICES INC

Office #1: 4340 Von Karman Ave. #200, Newport Beach, CA 92660

RIA

CRD#: 110410

Newport Beach, CA

Current

September 11, 2019 - Present

OSAIC WEALTH, INC.

Office #1: 4340 Von Karman Avenue Suite 200, Newport Beach, CA 92660

RIA

CRD#: 23131

Newport Beach, CA

Past

August 3, 2016 - September 11, 2019

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Newport Beach, CA

Past

August 1, 2016 - September 11, 2019

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

Newport Beach, CA

Past

March 4, 2014 - August 1, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

IRVINE, CA

Past

March 4, 2014 - August 1, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

IRVINE, CA

Past

October 24, 2013 - November 20, 2013

WADDELL & REED

RIA

CRD#: 866

COSTA MESA, CA

Past

October 24, 2013 - November 20, 2013

WADDELL & REED

CRD#: 866

COSTA MESA, CA

Past

May 3, 2011 - November 29, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

PASADENA, CA

Past

April 26, 2011 - November 29, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

PASADENA, CA

Past

November 24, 2008 - October 16, 2009

NEW ENGLAND SECURITIES

CRD#: 615

CITY OF INDUSTRY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/11/2019)

IAR

California
(9/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/21/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniela Aljawad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniela Aljawad's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

WADDELL & REED

WADDELL & REED

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2009

Series 63

Date: 12/5/2008

SIE

Date: 10/1/2018

Series 6

Date: 11/21/2008

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

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