David O. Harris

STATERA WEALTH MANAGEMENT

ST. GEORGE, UT 84770

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CRD#: 5604929

Professional summary

David Orson Harris, who also goes by David O Harris, is a registered financial advisor currently at STATERA WEALTH MANAGEMENT located in St. George, Utah.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David O Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Statera Financial LLC. Investment Related. St George, UT. Insurance Agent. Start 10/2024. Selling insurance products. 15/hours month HC Holdings. Not Investment Related. St. George, UT. Rental Property. Owner. Start 1/2018. 1 hour per month during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Orson Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2025 - Present

STATERA WEALTH MANAGEMENT

Office #1: 912 W. 1600 S. St. B201, St. George, UT 84770

RIA

CRD#: 333710

ST. GEORGE, UT

Past

March 11, 2016 - June 3, 2019

WORLD EQUITY GROUP, INC.

CRD#: 29087

Saint George, UT

Past

March 4, 2016 - May 20, 2025

TREK FINANCIAL

RIA

CRD#: 109376

ST. GEORGE, UT

Past

February 23, 2011 - March 10, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ST. GEORGE, UT

Past

February 23, 2010 - March 10, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

ST. GEORGE, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STATERA WEALTH MANAGEMENT

REACH WEALTH MANAGEMENT LLC | STATERA WEALTH MANAGEMENT

CRD#: 333710 / SEC#: 801-131955

RIA

Registered Investment Advisory firm - (2/10/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(2/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/13/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2010

General Securities Representative Examination

Current Firm

STATERA WEALTH MANAGEMENT

REACH WEALTH MANAGEMENT LLC | STATERA WEALTH MANAGEMENT

CRD#: 333710 / SEC#: 801-131955

RIA

Registered Investment Advisory firm - (2/10/2025 Approved)

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Contact information

Main Address

912 W. 1600 S. St. B201, St. George, UT 84770

Mailing Address

Phone number

(435) 673-6350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/23/2025)

Regulatory assets under management

Total Number of Accounts	600
AUM (Assets Under Management)	$ 145,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David O. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Orson Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

TREK FINANCIAL

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

STATERA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/13/2010

SIE

Date: 10/1/2018

Series 7

Date: 2/22/2010

Current Firm

STATERA WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STATERA WEALTH MANAGEMENT

TRUST BUT VERIFY

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