Anthony T. Wilhelms

NICOLET WEALTH MANAGEMENT

Appleton, WI 54913

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CRD#: 5604842

Professional summary

Anthony T Wilhelms, CFP® is a registered financial advisor currently at NICOLET WEALTH MANAGEMENT located in Appleton, Wisconsin.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Anthony has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NICOLET ADVISORY SERVICES, LLC - FINANCIAL ADVISOR rep, 180 hrs/month all during trading hrs. 2) Owner - Rental properties, non-investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony T Wilhelms's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

August 8, 2016 - Present

NICOLET WEALTH MANAGEMENT

Office #1: 3740 Investors Court, Appleton, WI 54913

RIA

CRD#: 283940

Appleton, WI

Past

January 2, 2018 - February 26, 2020

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Appleton, WI

Past

April 20, 2016 - December 31, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

APPLETON, WI

Past

April 11, 2016 - December 31, 2017

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

January 30, 2014 - May 22, 2014

ASSOCIATED INVESTMENT SERVICES, INC.

CRD#: 1464

OSHKOSH, WI

Past

January 28, 2010 - July 25, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

APPLETON, WI

Past

October 29, 2008 - January 29, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FOX POINT, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICOLET WEALTH MANAGEMENT

NICOLET ADVISORY SERVICES, LLC | NICOLET WEALTH MANAGEMENT, LLC | NICOLET WEALTH MANAGEMENT

CRD#: 283940 / SEC#: 801-108012

RIA

Registered Investment Advisory firm - (8/5/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/5/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/28/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NICOLET WEALTH MANAGEMENT

NICOLET ADVISORY SERVICES, LLC | NICOLET WEALTH MANAGEMENT, LLC | NICOLET WEALTH MANAGEMENT

CRD#: 283940 / SEC#: 801-108012

RIA

Registered Investment Advisory firm - (8/5/2016 Approved)

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Contact information

Main Address

111 N. Washington Street, Green Bay, WI 54301

Mailing Address

Phone number

(920) 430-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWM - RETIREMENT PLAN SERVICES (3/28/2025)

WRAP FEE BROCHURE FOR NICOLET ADVISORY SERVICES, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8,809
AUM (Assets Under Management)	$ 3,849,158,087

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony T. Wilhelms

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony T Wilhelms's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

ASSOCIATED INVESTMENT SERVICES, INC.

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

NICOLET WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 11/5/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2010

Series 6

Date: 10/28/2008

Current Firm

NICOLET WEALTH MANAGEMENT

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NICOLET WEALTH MANAGEMENT

TRUST BUT VERIFY

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