Eric R. Powers

TOP PRIVATE WEALTH

GLASTONBURY, CT 06033

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CRD#: 5604713

Professional summary

Eric R. Powers, CFP® is a registered financial advisor currently at TOP PRIVATE WEALTH located in Glastonbury, Connecticut.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Tax Planning

Insurance Planning

Investment Planning

Business Succession Planning

Retirement Planning

Estate Planning

Comprehensive Financial Planni...

Education Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Eric Powers is currently employed as Owner in the Powers Tax Preparation Services. Eric Powers is a Tax Preparer with Powers Tax Preparation Services. Eric Powers owns SkyBlue Wealth Advisors, a pass through entity for business and tax purposes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric R. Powers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

August 27, 2024 - Present

TOP PRIVATE WEALTH

Office #1: 703 Hebron Avenue, Glastonbury, CT 06033

RIA

CRD#: 331000

GLASTONBURY, CT

Past

July 30, 2014 - August 27, 2024

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Glastonbury, CT

Past

March 30, 2012 - October 28, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

GLASTONBURY, CT

Past

March 30, 2012 - October 5, 2022

LPL FINANCIAL LLC

CRD#: 6413

GLASTONBURY, CT

Past

March 10, 2009 - April 16, 2012

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WETHERSFIELD, CT

Past

October 20, 2008 - April 16, 2012

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WETHERSFIELD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/27/2024)

IAR

Maine
(8/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/12/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/17/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TOP PRIVATE WEALTH

SKYBLUE WEALTH ADVISORS | TOWERTO PRIVATE WEALTH | TOP PRIVATE WEALTH LLC | TOP PRIVATE WEALTH

CRD#: 331000 / SEC#:

Connecticut

Registered Investment Advisory firm - (8/27/2024 Approved)

Maine

Registered Investment Advisory firm - (8/28/2024 Approved)

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Contact information

Main Address

703 Hebron Avenue, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 790-7992

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	500
AUM (Assets Under Management)	$ 91,367,854

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

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Eric R. Powers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric R. Powers's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/2009

Series 63

Date: 11/12/2008

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2009

Series 6

Date: 10/17/2008

Current Firm

TOP PRIVATE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TOP PRIVATE WEALTH

TRUST BUT VERIFY

Contact information

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