Annette M. Banes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Annette Marie Banes, who also goes by Annette Marie Nolz, was a registered financial professional .
Annette is a previously registered financial professional and started their career in finance in 2008. Annette had worked at 1 firm and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2008 - May 1, 2015
TCADVISORS NETWORK INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TCADVISORS NETWORK INC.
CRD#: 35794 / SEC#: , 8-46909
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINN, STEPHEN ANDREW | SHAREHOLDER | 1749769 |
| BIENEMANN, STEVEN JAMES | REGUSTERED PRINCIPAL | 5194856 |
| DYKES, ROBERT ROSCOE | SHAREHOLDER | 6764816 |
| HEBERT, CHESTER JOSEPH | CCO | 1678446 |
| LEIGHT, GARY ALAN | SHAREHOLDER | 6749795 |
| MASSA, MARK WILLIAM | SHAREHOLDER | 6227919 |
| OSTERLUND, PATTY DIANN | SHAREHOLDER | |
| OSTERLUND, RODNEY WILLIAM | SHAREHOLDER | |
| PACE, JOSHUA ADAM | SHAREHOLDER | 6576915 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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