CG
Calvin P. Goetz
STRATEGY FINANCIAL GROUP
Phoenix, AZ 85054
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CRD#: 5604158
CG
Professional summary
Calvin Peter Goetz is a registered financial advisor currently at STRATEGY FINANCIAL GROUP located in Phoenix, Arizona.
Calvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Calvin has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CPG Group, LLC - Investment related: Yes - entity established to hold indirect ownership in Strategy Financial Services, LLC; 3821 E. Campbell Ave, Phoenix, AZ 85018; Owner since 07/29/2005--zero hours/month and zero hours per day during trading hours. No duties. Calvin Goetz is also licensed insurance agent with various unaffiliated insurance companies. Accordingly he earns typical and customary commissions for the sale of insurance products. In addition Mr. Goetz is actively engaged as the sole owner of Strategy Financial Insurance, LLC, an affiliated insurance brokerage company. In addition to the compensation he earns from his employment at Strategy Financial, he also shares in the profits and losses of Strategy Financial as an equity owner. Mr. Goetz spends an approximately equal amount of time with each firm on a daily basis.
CRS (Client Relationship Summary) - RIA
Click below to view Calvin Peter Goetz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2013 - Present
STRATEGY FINANCIAL GROUP
Office #1: 7010 E Chauncey Lane #130, Phoenix, AZ 85054RIA
CRD#: 164531
Phoenix, AZ
Past
September 28, 2011 - April 2, 2013
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STRATEGY FINANCIAL GROUP
STRATEGY FINANCIAL GROUP | STRATEGY FINANCIAL SERVICES, LLC | STRATEGY FINANCIAL SERVICES
CRD#: 164531 / SEC#: 801-122298
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)Arizona
Registered Investment Advisory firm - (9/30/2021 Terminated)California
Registered Investment Advisory firm - (10/30/2021 Terminated)Michigan
Registered Investment Advisory firm - (10/1/2021 Terminated)New Mexico
Registered Investment Advisory firm - (9/30/2021 Terminated)Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/24/2013)
IAR
Texas(8/24/2022)
Current Firm
SF
STRATEGY FINANCIAL GROUP
STRATEGY FINANCIAL GROUP | STRATEGY FINANCIAL SERVICES, LLC | STRATEGY FINANCIAL SERVICES
CRD#: 164531 / SEC#: 801-122298
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)Arizona
Registered Investment Advisory firm - (9/30/2021 Terminated)California
Registered Investment Advisory firm - (10/30/2021 Terminated)Michigan
Registered Investment Advisory firm - (10/1/2021 Terminated)New Mexico
Registered Investment Advisory firm - (9/30/2021 Terminated)Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7010 E Chauncey Lane #130, Phoenix, AZ 85054
Mailing Address
Phone number
(602) 343-9301
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,692 |
| AUM (Assets Under Management) | $ 279,866,584 |
Red Flags
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