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CH

Christopher J. Hodges

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CRD#: 5603940
CH
Christopher James Hodges

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher James Hodges was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2011. Christopher had worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The registered representative is employed by member's parent firm, Madison Investment Holdings, Inc., 550 Science Drive, Madison, WI 53711 and provides services to its affiliated investment adviser firms, including Madison Investment Advisors, LLC and Madison Asset Management, LLC. See item 12 for information regarding start date and position held. Hours vary but will be during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 8, 2025 - July 30, 2026

MFD DISTRIBUTOR, LLC

BD
CRD#: 44930
MADISON, WI
Past

June 11, 2024 - July 30, 2026

MADISON INVESTMENT ADVISORS, LLC

RIA
CRD#: 110297
STAMFORD, CT
Past

January 22, 2015 - April 30, 2024

REINHART PARTNERS, LLC

RIA
CRD#: 106432
MEQUON, WI
Past

January 23, 2012 - December 26, 2014

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
STAMFORD, CT
Past

June 16, 2011 - January 13, 2012

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
OWINGS MILLS, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/24/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/10/2015
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/14/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/15/2011
General Securities Representative Examination

Current Firm

MD
MFD DISTRIBUTOR, LLC
ARTISAN INVESTMENT SERVICES, LLC | MOSAIC FUNDS DISTRIBUTOR, LLC | MFD DISTRIBUTOR, LLC | ARTISAN SECURITIES, LLC

CRD#: 44930 / SEC#: , 8-50894

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
550 Science Drive, Madison, WI 53711
Mailing Address
550 Science Drive, Madison, WI 53711
Phone number
(608) 274-0300
Established
Wisconsin since 12/19/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MADISON INVESTMENT HOLDINGS, INC.OWNER
CARL, STEVEN ALLANCHIEF EXECUTIVE OFFICER & CHIEF BUSINESS DEVELOPMENT OFFICER2749848
MCDOWELL, TIMOTHY IANCHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER3260925

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MFD DISTRIBUTOR, LLC

CRD#: 44930

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