Anthony M. Coveney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Michael Coveney was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2009. Anthony had worked at 1 firm and has passed the Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2009 - January 25, 2023
THOMASLLOYD CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
THOMASLLOYD CAPITAL LLC
CRD#: 38784 / SEC#: , 8-48402
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMASLLOYD HOLDINGS (AMERICAS) LLC | OWNER | |
| LAVELLE, ANGELA ELIZABETH | CHIEF EXECUTIVE OFFICER/FINOP/CHIEF COMPLIANCE OFFICER | 4878444 |
Red Flags
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