John D. May

RUGGAARD & ASSOCIATES

Hudson, OH 44236

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CRD#: 5603701

Professional summary

John Dean May III, CFP®, who also goes by John Dean May, John Dean May III, is a registered financial advisor currently at RUGGAARD & ASSOCIATES located in Hudson, Ohio.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. John has worked at 3 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Dean May | John Dean May Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-Twins Days, Inc.; Hudson, OH; Service description: I will serve on the investment committee to monitor investment performance and set investment direction of the non-profits desired goals based on long-range strategy; Start date: 10/01/2016; Title: Investment Committee board member; Duties: A few times a year communicate with other members of the board thoughts on investment vehicles and objectives; Time spent: 30 minutes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Dean May III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

August 16, 2018 - Present

RUGGAARD & ASSOCIATES

Office #1: 110 W Streetsboro St. Suite 1a, Hudson, OH 44236

RIA

CRD#: 107489

Hudson, OH

Past

June 9, 2015 - January 22, 2018

REED FINANCIAL SERVICES, INC.

RIA

CRD#: 112179

CLEVELAND, OH

Past

April 21, 2012 - January 25, 2018

APW CAPITAL, INC.

CRD#: 43814

Mayfield Heights, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RUGGAARD & ASSOCIATES

RUGGAARD & ASSOCIATES | RUGGAARD & ASSOCIATES, LLC | RUGGAARD & ASSOCIATES, INC. | RUGGAARD & ASSOCIATES INC

CRD#: 107489 / SEC#: 801-43618

RIA

Registered Investment Advisory firm - (3/31/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/16/2018)

IAR

Texas
(5/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 1/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2012

General Securities Representative Examination

Current Firm

RUGGAARD & ASSOCIATES

RUGGAARD & ASSOCIATES | RUGGAARD & ASSOCIATES, LLC | RUGGAARD & ASSOCIATES, INC. | RUGGAARD & ASSOCIATES INC

CRD#: 107489 / SEC#: 801-43618

RIA

Registered Investment Advisory firm - (3/31/1993 Approved)

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Contact information

Main Address

110 W Streetsboro St. Suite 1a, Hudson, OH 44236

Mailing Address

Phone number

(330) 487-5888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-25 RUGGAARD & ASSOCIATES FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	945
AUM (Assets Under Management)	$ 346,919,733

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John D. May

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Dean May III's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUGGAARD & ASSOCIATES

REED FINANCIAL SERVICES, INC.

APW CAPITAL, INC.

Primary Firm SEC Registration

RUGGAARD & ASSOCIATES

State Registrations and Notice Filings

Exams

SIE

Date: 1/25/2018

Series 7

Date: 4/20/2012

Current Firm

RUGGAARD & ASSOCIATES

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RUGGAARD & ASSOCIATES

TRUST BUT VERIFY

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