Megen A. Hemdal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megen Ann Hemdal, who also goes by Megen Hemdal, Megen Ann Reilly, Megen Reilly, was a registered financial professional .
Megen is a previously registered financial professional and started their career in finance in 2008. Megen had worked at 3 firms and has passed the Series 63, Series 6TO, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2012 - December 31, 2020
MERCAP SECURITIES, LLC
April 20, 2010 - December 31, 2011
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
December 24, 2008 - November 2, 2009
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/28/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 6/28/2024
Operations Professional ExaminationCurrent Firm
MERCAP SECURITIES, LLC
CRD#: 156607 / SEC#: , 8-68810
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
