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Brian Patrick Dervin

CETERA PLANNING PARTNERS
OMAHA, NE
·CRD# 5603476·18 years experience

Professional Summary

Brian Patrick Dervin is a registered financial advisor currently at CETERA PLANNING PARTNERS located in Omaha, Nebraska. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

CETERA PLANNING PARTNERS·CRD# 129625
RIA
13434 A Street, Omaha, NE 68144
September 29, 2026 - Present
AVANTAX PLANNING PARTNERS, INC.·CRD# 106237
RIA
Omaha, NE
October 3, 2008 - September 29, 2026

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Current Firm

CP
CETERA PLANNING PARTNERS

CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655
RIA
Registered Investment Advisory firm - SEC (1/16/2004 Approved)

Contact Information

Main Address

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211

Phone Number

(913) 498-8898

# of Employees

78

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CETERA PLANNING PARTNERS ADV PART 2A SEPT 2026 (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

14,107

AUM (Assets Under Management)

$4,164,758,846

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/19/2026Cover PageReport
11/24/2025Cover PageReport
08/08/2024Cover PageReport
11/27/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Partner and Accountant with Schleiman Onken & Associates, a regional CPA firm. ; Located at 13434 A Street, Omaha NE 68144. I work 160 hours a month. I have been with the firm since 01/2001. Provide services typical of public accounting, including tax, consulting, Most of my work is during securities trading hours. Not securities-related or investment-related. 2) Shareholder and Advisor with Financial Associates, LLC., a financial services firm. Been with firm since 10/2008;l ocated at 13434 A Street, Omaha NE 68144. I work approximately 6-10 hours a month. Provide wealth management services to clients and client types based on need and risk tolerance .Most of my work is during securities trading hours. My employment is investment-related. 3) I am the treasurer the Pacific Pines Homeowners Association (HOA). HOA is not investment-related. Its address is 13434 A Street, Omaha NE 68144. I maintain books, collect dues, pay bills, and deposit rent received. I devote approximately 5-10 hours per month to ALS, mostly during non-securities trading hours. 4) I am the treasurer of the non-profit board ALS in the Heartland. ALS is not investment-related. It is a Section 501(c)
(3) non-profit and its address is 1320 S 119th, Omaha NE 68144. I handle the finances paying bills, maintaining books, preparing financials, and depositing donations received.Devote approximately 5-10 hours per month to ALS, mostly during non-securities trading hours. 5) I am a member-owner of Madison Avenue, LLC. Commercial real estate entity. Located in Omaha, NE. I have participated in this activity since 01/2008. I devote 2-3 hours a month , primarily during non-securities trading hours. I collect rent, inspections ,maintain lease. Not securities-related or investment-related. 6)SCHLEISMAN ONKEN & ASSOCIATES PC POSITION: Shareholder; Director of Tax NATURE: Public accounting firm providing comp review bookkeeping payroll consulting and tax INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2005 ADDRESS: 13434 A Street, Omaha NE 68144, United States DESCRIPTION: Head of tax department Oversee all tax engagementsChoose tax software I have client responsibilities 7)PACIFIC PINES HOMEOWNERS ASSOCIATION POSITION: Treasurer NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 13434 A Street, Omaha NE 68144, United States DESCRIPTION: Collect duesPay bills Prepare financialsTax compliance 8)ALS IN THE HEARTLAND INC POSITION: Treasurer NATURE: Non-profit providing education support and respite for ALS parents and their families INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2009 ADDRESS: 1320 S 119th St, Omaha NE 68144, United States DESCRIPTION: Board MemberPrepare financialsTax compliance 9)MADISON AVENUE LLC POSITION: Member NATURE: Commercial Rental Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 13434 A Street, Omaha NE 68144 DESCRIPTION: Tax Compliance Management duties 10) SCHLEISMAN ONKEN 401 PLAN POSITION: Trustee NATURE: Trust fund for firm 401 k plan INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: 13434 A Street, Omaha NE 68144, , DESCRIPTION: Trustee duties 11) ALS IN THE HEARTLAND INC POSITION: Treasurer NATURE: Non-profit for education support for ALS parents and families INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2009 ADDRESS: 1215 N 12st, Omaha NE 68154 DESCRIPTION: Board MemberPrepare financialsTax compliance

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CETERA PLANNING PARTNERS

CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655
RIA
Registered Investment Advisory firm - SEC (1/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Nebraska
(9/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2008About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Brian Patrick Dervin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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