BD
Brian P. Dervin
AVANTAX PLANNING PARTNERS
OMAHA, NE 68144
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CRD#: 5603476
BD
Professional summary
Brian Patrick Dervin is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Omaha, Nebraska.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Partner and Accountant with Schleiman Onken & Associates, a regional CPA firm. ; Located at 13434 A Street, Omaha NE 68144. I work 160 hours a month. I have been with the firm since 01/2001. Provide services typical of public accounting, including tax, consulting, Most of my work is during securities trading hours. Not securities-related or investment-related. 2) Shareholder and Advisor with Financial Associates, LLC., a financial services firm. Been with firm since 10/2008;l ocated at 13434 A Street, Omaha NE 68144. I work approximately 6-10 hours a month. Provide wealth management services to clients and client types based on need and risk tolerance .Most of my work is during securities trading hours. My employment is investment-related. 3) I am the treasurer the Pacific Pines Homeowners Association (HOA). HOA is not investment-related. Its address is 13434 A Street, Omaha NE 68144. I maintain books, collect dues, pay bills, and deposit rent received. I devote approximately 5-10 hours per month to ALS, mostly during non-securities trading hours. 4) I am the treasurer of the non-profit board ALS in the Heartland. ALS is not investment-related. It is a Section 501(c)(3) non-profit and its address is 1320 S 119th, Omaha NE 68144. I handle the finances paying bills, maintaining books, preparing financials, and depositing donations received.Devote approximately 5-10 hours per month to ALS, mostly during non-securities trading hours. 5) I am a member-owner of Madison Avenue, LLC. Commercial real estate entity. Located in Omaha, NE. I have participated in this activity since 01/2008. I devote 2-3 hours a month , primarily during non-securities trading hours. I collect rent, inspections ,maintain lease. Not securities-related or investment-related. 6)SCHLEISMAN ONKEN & ASSOCIATES PC POSITION: Shareholder; Director of Tax NATURE: Public accounting firm providing comp review bookkeeping payroll consulting and tax INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2005 ADDRESS: 13434 A Street, Omaha NE 68144, United States DESCRIPTION: Head of tax department Oversee all tax engagementsChoose tax software I have client responsibilities 7)PACIFIC PINES HOMEOWNERS ASSOCIATION POSITION: Treasurer NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 13434 A Street, Omaha NE 68144, United States DESCRIPTION: Collect duesPay bills Prepare financialsTax compliance 8)ALS IN THE HEARTLAND INC POSITION: Treasurer NATURE: Non-profit providing education support and respite for ALS parents and their families INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2009 ADDRESS: 1320 S 119th St, Omaha NE 68144, United States DESCRIPTION: Board MemberPrepare financialsTax compliance 9)MADISON AVENUE LLC POSITION: Member NATURE: Commercial Rental Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 13434 A Street, Omaha NE 68144 DESCRIPTION: Tax Compliance Management duties 10) SCHLEISMAN ONKEN 401 PLAN POSITION: Trustee NATURE: Trust fund for firm 401 k plan INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: 13434 A Street, Omaha NE 68144, , DESCRIPTION: Trustee duties 11) ALS IN THE HEARTLAND INC POSITION: Treasurer NATURE: Non-profit for education support for ALS parents and families INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2009 ADDRESS: 1215 N 12st, Omaha NE 68154 DESCRIPTION: Board MemberPrepare financialsTax compliance
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2008 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 13434 A Street, Omaha, NE 68144RIA
CRD#: 106237
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(10/3/2008)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Omaha, NE 68144TRUST BUT VERIFY
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