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Mariah Lee Sacoman

Mariah L. Sacoman

HIGHROCKS WEALTH
Santa Fe, NM 87505
Some features on this profile are disabled
CRD#: 5603409
Mariah Lee Sacoman

Professional summary

Mariah Lee Sacoman, CFP®, who also goes by Mariah Sacoman, is a registered financial advisor currently at HIGHROCKS WEALTH, LLC located in Santa Fe, New Mexico.

Mariah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Mariah has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

What are your service offerings?
Life Transitions
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Employee and Employer Plan Ben...
Estate Planning
Retirement Planning
Do you have an area of expertise or specialization?
Estate & Generational Planning...
Fixed Fee (Subscription, Retai...
High Net Worth Client Needs
Investment Advice with Ongoing...
Socially Responsible Investmen...
Women's Financial Planning Iss...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes

Aliases

Mariah Sacoman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Unit 200B, 1925 Aspen Drive investment-related Unit 200B, 1925 Aspen Drive, Santa Fe, NM 87505 real estate Co-Owner 8/1/2024 4 hours per month 0 hours during trading recordkeeping, unit upkeep and maintenance as required, attendance at business condo owners' association meetings Mariah Sacoman investment-related 1925 Aspen Drive, Santa Fe, NM 87505 insurance Licensed Insurance Agent 6/7/2010 2 hours per month 0 hours during trading Although I am a licensed insurance agent, I do not actively sell insurance. The 2 hours per month is purely for continuing education to keep my license and stay up to date with the industry/perform insurance analyses for my clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mariah Lee Sacoman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

June 28, 2018 - Present

HIGHROCKS WEALTH, LLC

Office #1: 1925 Aspen Drive 200b, Santa Fe, NM 87505
RIA
CRD#: 293842
Santa Fe, NM
Past

February 16, 2016 - August 16, 2018

LONGVIEW ASSET MANAGEMENT, LLC

RIA
CRD#: 122997
Santa Fe, NM
Past

August 15, 2013 - December 28, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
SANTA FE, NM
Past

August 14, 2013 - December 28, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
SANTA FE, NM
Past

July 27, 2011 - August 28, 2013

MORGAN STANLEY

RIA
CRD#: 149777
SANTA FE, NM
Past

July 26, 2011 - August 28, 2013

MORGAN STANLEY

BD
CRD#: 149777
SANTA FE, NM
Past

February 8, 2010 - April 6, 2011

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
ALBUQUERQUE, NM
Past

July 22, 2009 - April 6, 2011

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
ALBUQUERQUE, NM
Past

October 23, 2008 - November 10, 2008

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
ALBUQUERQUE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Mexico
(6/28/2018)
IAR
Texas
(4/14/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/13/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/29/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/28/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/15/2011
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/22/2008
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HIGHROCKS WEALTH, LLC
HIGHROCKS WEALTH, LLC
HIGHROCKS WEALTH, LLC

CRD#: 293842 / SEC#:

New Mexico
Registered Investment Advisory firm - (6/25/2018 Approved)
Texas
Registered Investment Advisory firm - (4/2/2025 Conditional Restricted)
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Contact information

Main Address
1925 Aspen Drive 200b, Santa Fe, NM 87505
Mailing Address
Po Box 1851, Santa Fe, NM 87504
Phone number
(505) 920-0162
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts27
AUM (Assets Under Management)$ 5,696,681

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGHROCKS WEALTH, LLC

HIGHROCKS WEALTH, LLC

CRD#: 293842Santa Fe, NM 87505

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