Christopher C. Pollard
GREAT PATH PLANNING
GOSHEN, NY 10924
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CRD#: 5603384
Professional summary
Christopher Craig Pollard, CFP® is a registered financial advisor currently at GREAT PATH PLANNING located in Goshen, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Income Management
Small Business Planning
Business Succession Planning
Estate Planning
Tax Planning
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Life Transitions
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Christopher Pollard is owner and operator of Great Path Tax Services, 10 Matthews Street, Goshen, NY 10924. This company does tax preparation work seasonally. The business is not investment related and clients can engage Mr. Pollard for these services for an additional fee. Between January and April 15th, Mr. Pollard will spend 50% of his time providing tax preparation and planning services, with about half of this time during trading hours and half after trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Craig Pollard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
October 7, 2016 - Present
GREAT PATH PLANNING
Office #1: 12 Scotchtown Ave, Goshen, NY 10924RIA
CRD#: 284461
GOSHEN, NY
Past
May 14, 2014 - July 29, 2016
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
HIGHLAND FALLS, NY
Past
May 7, 2014 - July 29, 2016
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
HIGHLAND FALLS, NY
Past
October 4, 2012 - April 21, 2014
REGENT WEALTH MANAGEMENT GROUP
RIA
CRD#: 113722
WOODBRIDGE, CT
Past
March 6, 2009 - September 14, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
TYRONE, GA
Past
October 15, 2008 - September 14, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
TYRONE, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GREAT PATH PLANNING
GREAT PATH PLANNING | SEMITAM BONAM LLC D/B/A GREAT PATH PLANNING | SEMITAM BONAM LLC | GREAT PATH, LLC
CRD#: 284461 / SEC#: 801-119391
RIA
Registered Investment Advisory firm - (9/2/2020 Approved)New York
Registered Investment Advisory firm - (10/7/2020 Terminated)Texas
Registered Investment Advisory firm - (10/7/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/21/2021)
IAR
Texas(10/7/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GREAT PATH PLANNING
GREAT PATH PLANNING | SEMITAM BONAM LLC D/B/A GREAT PATH PLANNING | SEMITAM BONAM LLC | GREAT PATH, LLC
CRD#: 284461 / SEC#: 801-119391
RIA
Registered Investment Advisory firm - (9/2/2020 Approved)New York
Registered Investment Advisory firm - (10/7/2020 Terminated)Texas
Registered Investment Advisory firm - (10/7/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12 Scotchtown Ave, Goshen, NY 10924
Mailing Address
Phone number
(845) 397-7284
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 278 |
| AUM (Assets Under Management) | $ 144,261,760 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/09/2025 | ||
| 11/25/2024 | ||
| 11/08/2023 | ||
| 12/01/2022 |
Red Flags
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Company Information
GREAT PATH PLANNING
CRD#: 284461Goshen, NY 10924TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
