Oren A. Arazi

PINETREE ADVISORS

Miami, FL 33180

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CRD#: 5603065

Professional summary

Oren Albert Arazi, who also goes by Oren Arazi, is a registered financial advisor currently at PINETREE ADVISORS CORP. located in Miami, Florida.

Oren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Oren has worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Oren Arazi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CREATIVE FINANCIAL NETWORK; GA (General Agency); 5310 NW 33rd Ave, Suite 206, Fort Lauderdale, FL 33309; Life Insurance & Annuities; Licensed independent insurance agent; Start date: May 16, 2016; 6 hr/month; 0/month during trading hours; Offering insurance products when suitable for client's/prospect's needs. 2) HEAD IN THE GAME LLC, 21131 NE 23RD AVE., MIAMI, FL 33180. START-01/09/17. NOT INVESTMENT-RELATED. SPORTS COUNSELING. POSITION: AUTHORIZED MEMBER. THIS IS MY WIFE'S COMPANY. 0 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oren Albert Arazi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2019 - Present

PINETREE ADVISORS CORP.

Office #1: 2420 Ne Miami Gardens Drive Suite 203, Miami, FL 33180

RIA

CRD#: 299275

Miami, FL

Past

July 25, 2014 - December 10, 2019

FOCUS INVESTMENT ADVISORS, LLC

RIA

CRD#: 157186

MIAMI, FL

Past

March 4, 2014 - July 17, 2015

AMG GLOBAL ADVISORS CORP.

RIA

CRD#: 168847

MIAMI, FL

Past

September 8, 2009 - April 29, 2013

ITAU INTERNATIONAL SECURITIES INC.

CRD#: 144769

MIAMI, FL

Past

February 19, 2009 - August 27, 2009

VALLEY FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 105387

AVENTURA, FL

Past

October 15, 2008 - August 27, 2009

VALLEY FINANCIAL MANAGEMENT, INC.

CRD#: 105387

AVENTURA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/13/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/2008

General Securities Representative Examination

Current Firm

PINETREE ADVISORS CORP.

CRD#: 299275 / SEC#: 801-124739

RIA

Registered Investment Advisory firm - (12/12/2023 Terminated)

Florida

Registered Investment Advisory firm - (11/17/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2420 Ne Miami Gardens Drive Suite 203, Miami, FL 33180

Mailing Address

Phone number

(305) 510-8772

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 78,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Oren A. Arazi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oren Albert Arazi's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINETREE ADVISORS CORP.

FOCUS INVESTMENT ADVISORS, LLC

AMG GLOBAL ADVISORS CORP.

ITAU INTERNATIONAL SECURITIES INC.

VALLEY FINANCIAL MANAGEMENT, INC.

VALLEY FINANCIAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2014

Series 66

Date: 2/13/2009

Series 7

Date: 10/14/2008

Current Firm

PINETREE ADVISORS CORP.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PINETREE ADVISORS CORP.

TRUST BUT VERIFY

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