RA
Robert D. Aikins
GATEWAY WEALTH PARTNERS
GREEN BAY, WI
Some features on this profile are disabled
CRD#: 5602971
RA
Professional summary
Robert Duncan Aikins, who also goes by Rob Aikins, Robert Aikins, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Green Bay, Wisconsin and LPL FINANCIAL LLC located in Green Bay, Wisconsin.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Aikins | Robert Aikins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 04/06/2023 - Gateway Financial Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/03/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 2) Insurance Sales; Same Address; Investment Related; Appx. 10% of time during the month. 3) 04/06/2023 - No Business Name - Not Investment Related - Green Bay, WI - Other - Coach/Sports/Fitness - Start Date 06/03/2023 - 10 Hours Per Month/ 0 Hours During Securities Trading 4) 04/06/2023 - Black Oak Lake Preservation Foundation- Not Investment Related - Land O Lakes, WI - Non-Profit Board Member - Start Date 07/04/2020 - 1 Hours Per Month 5) 04/06/2023 - De Pere High School - Non-Investment Related - De Pere, WI - Other - Coach/Sports/Fitness - Baseball Coach Start Date 03/13/2023 - 40 Hrs/Mnth - Time Spent 10% 6) 04/06/2023 - Artifacts Committee of the Green Bay and De Pere Antiquarians Society - Not Investment Related - Green Bay, WI - Start Date 01/09/2019 - 2 Hours Per Month - Time Spent 1% 7) 05/03/2023 - GATEWAY WEALTH PARTNERS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 03/03/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GATEWAY WEALTH PARTNERS, LLC, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 05/03/2023 - GATEWAY WEALTH PARTNERS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 03/10/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GATEWAY WEALTH PARTNERS, LLC, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Duncan Aikins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2023 - Present
GATEWAY WEALTH PARTNERS, LLC
RIA
CRD#: 322789
GREEN BAY, WI
Current
April 6, 2023 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
GREEN BAY, WI
Past
July 10, 2019 - April 10, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GREEN BAY, WI
Past
July 10, 2019 - April 10, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GREEN BAY, WI
Past
April 9, 2015 - July 17, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
GREEN BAY, WI
Past
April 9, 2015 - July 17, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
GREEN BAY, WI
Past
June 2, 2014 - April 8, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SANTA ROSA, CA
Past
May 30, 2014 - April 8, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SANTA ROSA, CA
Past
October 1, 2012 - June 9, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NOVATO, CA
Past
October 1, 2012 - June 9, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NOVATO, CA
Past
June 20, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
NOVATO, CA
Past
June 20, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NOVATO, CA
Past
November 21, 2008 - June 1, 2012
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
SANTA ROSA, CA
Past
November 10, 2008 - June 1, 2012
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
SANTA ROSA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/4/2023)
RR
California(4/6/2023)
RR
Florida(4/6/2023)
RR
Indiana(2/17/2025)
RR
Michigan(5/10/2023)
RR
Minnesota(12/4/2023)
RR
New York(12/3/2023)
RR
Wisconsin(4/6/2023)
IAR
Wisconsin(4/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
