Inez M. Conger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Inez Marie Conger, who also goes by Inez Marie Oriol, Inez Oriol, was a registered financial professional .
Inez is a previously registered financial professional and started their career in finance in 2011. Inez had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2022 - August 19, 2022
PURSHE KAPLAN STERLING INVESTMENTS
February 23, 2022 - August 18, 2022
BEACON POINTE ADVISORS, LLC
January 28, 2016 - February 10, 2022
SECURITIES AMERICA ADVISORS, INC.
July 27, 2011 - February 10, 2022
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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