Donald D. Mclee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Delray Mclee, who also goes by Donald D Mclee, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2010. Donald had worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 86, Series 87, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2017 - March 10, 2021
BERENBERG CAPITAL MARKETS LLC
January 7, 2013 - June 6, 2017
WELLS FARGO SECURITIES, LLC
August 18, 2010 - March 19, 2012
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/15/2022
General Securities Representative ExaminationSeries 79TO
Date: 12/15/2022
Investment Banking Registered Representative ExaminationCurrent Firm
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757 / SEC#: , 8-68821
Contact information
FINRA licenses (14 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
