Kelly S. Gallo

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CRD#: 5602712

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kelly Stewart Gallo, CFP®, who also goes by Kelly Jean Gallo, Kelly S Gallo, Kelly Jean Stewart, Kelly Stewart, was a registered financial professional .

Kelly is a previously registered financial professional and started their career in finance in 2009. Kelly had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kelly Jean Gallo | Kelly S Gallo | Kelly Jean Stewart | Kelly Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

October 11, 2021 - December 1, 2023

COMPTON WEALTH ADVISORY GROUP, LLC

RIA

CRD#: 281732

VIRGINIA BEACH, VA

Past

May 18, 2015 - August 11, 2021

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

CHARLOTTE, NC

Past

May 18, 2015 - August 11, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Past

January 14, 2010 - May 4, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLOTTE, NC

Past

January 12, 2010 - May 4, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHARLOTTE, NC

Past

August 27, 2009 - January 4, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DANIEL ISLAND, SC

Past

August 26, 2009 - January 4, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DANIEL ISLAND, SC

Past

February 9, 2009 - September 14, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLESTON, SC

Past

January 15, 2009 - September 14, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHARLESTON, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPTON WEALTH ADVISORY GROUP, LLC

COMPTON MCCULLEY & CO., LLC | COMPTON WEALTH ADVISORY GROUP, LLC

CRD#: 281732 / SEC#: 801-107239

RIA

Registered Investment Advisory firm - (4/1/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/6/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2009

General Securities Representative Examination

Current Firm

COMPTON WEALTH ADVISORY GROUP, LLC

COMPTON MCCULLEY & CO., LLC | COMPTON WEALTH ADVISORY GROUP, LLC

CRD#: 281732 / SEC#: 801-107239

RIA

Registered Investment Advisory firm - (4/1/2016 Approved)

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Contact information

Main Address

1 Columbus Center 283 Constitution Drive, Suite 100, Virginia Beach, VA 23462

Mailing Address

Phone number

(757) 351-0741

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPTON WEALTH ADVISORY GROUP ADV PART 2A 3.26.25 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	507
AUM (Assets Under Management)	$ 720,063,815

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kelly S. Gallo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

COMPTON WEALTH ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/6/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/14/2009

Current Firm

COMPTON WEALTH ADVISORY GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPTON WEALTH ADVISORY GROUP, LLC

TRUST BUT VERIFY

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