Brent W. Lowe

GRANITE WEALTH ADVISORS

TEMECULA, CA 92590

Some features on this profile are disabled

CRD#: 5602533

Professional summary

Brent W Lowe is a registered financial advisor currently at GRANITE WEALTH ADVISORS located in Temecula, California.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brent has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent W Lowe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2020 - Present

GRANITE WEALTH ADVISORS

Office #1: 43471 Ridge Park Drive Ste E3, Temecula, CA 92590

RIA

CRD#: 305179

TEMECULA, CA

Past

March 2, 2012 - April 8, 2020

LAUREL WEALTH ADVISORS, INC.

RIA

CRD#: 157139

Murrieta, CA

Past

June 1, 2009 - March 5, 2012

MORGAN STANLEY

RIA

CRD#: 149777

SAN DIEGO, CA

Past

June 1, 2009 - March 5, 2012

MORGAN STANLEY

CRD#: 149777

SAN DIEGO, CA

Past

January 27, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SAN DIEGO, CA

Past

January 26, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SAN DIEGO, CA

Past

January 14, 2009 - January 27, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TEMECULA, CA

Past

December 16, 2008 - January 27, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TEMECULA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/2008

General Securities Representative Examination

Current Firm

GRANITE WEALTH ADVISORS

GRANITE WEALTH ADVISORS | GRANITE WEALTH, LLC

CRD#: 305179 / SEC#:

California

Registered Investment Advisory firm - (1/3/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

43471 Ridge Park Drive Ste E3, Temecula, CA 92590

Mailing Address

Phone number

(951) 383-4885

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 37,890,755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Yasuyuki Goto

TRANSPACIFIC GROUP LLC

MIAMI, FL

Matthew Stewart

FORESTVIEW FINANCIAL PARTNERS, LLC

IAR

Delaware, OH

Jerome Bosch

RBC CAPITAL MARKETS, LLC

IAR

Seattle, WA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brent W. Lowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent W Lowe's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRANITE WEALTH ADVISORS

LAUREL WEALTH ADVISORS, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2009

Series 7

Date: 12/15/2008

Current Firm

GRANITE WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRANITE WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors