Tony M. Hartman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tony M Hartman was a registered financial advisor .
Tony is a previously registered financial advisor and started their career in finance in 2008. Tony had worked at 4 firms and has passed the Series 63, Series 65, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2010 - April 21, 2011
VFG ADVISORS, INC.
March 5, 2010 - April 21, 2011
VFG SECURITIES, INC.
March 25, 2009 - March 8, 2010
MADISON AVENUE SECURITIES, LLC
November 24, 2008 - March 8, 2010
MADISON AVENUE SECURITIES, LLC
October 23, 2008 - March 25, 2009
MADISON AVENUE ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/14/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
VFG ADVISORS, INC.
CRD#: 150370 / SEC#: 801-72405
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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